Hearings, Reports and Prints of the House Committee on Interstate and Foreign CommerceU.S. Government Printing Office, 1968 |
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Side 3
... investing , reinvesting , owning , holding , or trading in securities either directly or ( A ) through majority - owned subsidiaries or ( B ) through controlled companies conducting similar types of businesses . The filing of an ...
... investing , reinvesting , owning , holding , or trading in securities either directly or ( A ) through majority - owned subsidiaries or ( B ) through controlled companies conducting similar types of businesses . The filing of an ...
Side 9
... investors ; or ( 3 ) such registered company , but only in accordance with such rules and regulations or orders as the Commission may from time to time prescribe for the protection of investors . Rules , regula- tions , and orders of ...
... investors ; or ( 3 ) such registered company , but only in accordance with such rules and regulations or orders as the Commission may from time to time prescribe for the protection of investors . Rules , regula- tions , and orders of ...
Side 10
... investors . " ( b ) It shall be unlawful in contravention of such rules , regulations , or or- ders as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors for any registered ...
... investors . " ( b ) It shall be unlawful in contravention of such rules , regulations , or or- ders as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors for any registered ...
Side 11
... investors and the purposes fairly intended by the policy and provisions of this title . " ( 3 ) The Commission is authorized to adopt rules and regulations to prohibit or restrict sales loads in transactions where the imposition of such ...
... investors and the purposes fairly intended by the policy and provisions of this title . " ( 3 ) The Commission is authorized to adopt rules and regulations to prohibit or restrict sales loads in transactions where the imposition of such ...
Side 12
... investors and the purposes fairly intended by the policy and provisions of this title . " ( b ) Redesignated section 26 ( c ) of said Act is amended to read as follows : " ( c ) In the event that a trust indenture , agreement of ...
... investors and the purposes fairly intended by the policy and provisions of this title . " ( b ) Redesignated section 26 ( c ) of said Act is amended to read as follows : " ( c ) In the event that a trust indenture , agreement of ...
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Populære avsnitt
Side 67 - To exercise by its board of directors or duly authorized officers or agents, subject to law, all such incidental powers as shall be necessary to carry on the business of banking; by discounting and negotiating promissory notes, drafts, bills of exchange, and other evidences of debt...
Side 8 - House is in session, has recessed, or has adjourned, to hold such hearings, and to require, by subpena or otherwise, the attendance and testimony of such witnesses and the production of such books, records, correspondence, memorandums, papers, and documents, as it deems necessary.
Side 14 - Commission under this title may obtain a review of such order in the court of appeals of the United States within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Side 107 - We have no doubt that moving pictures, like newspapers and radio are included in the press, whose freedom is guaranteed by the First Amendment.
Side 14 - The Commission may modify its findings as to the facts by reason of the additional evidence so taken, and it shall file with the court such modified or new findings, which, if supported by substantial evidence, shall be conclusive, and its recommendation, if any, for the modification or setting aside of the original order.
Side 69 - Thus we consider this case against the background of a profound national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open, and that it may well include vehement, caustic, and sometimes unpleasantly sharp attacks on government and public officials.
Side 68 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual* primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Side 31 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Side 5 - ... (F) any transaction to offset a transaction made in error; (G) any other transaction for a member's own account provided that (i) such member is primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, and acting as broker...
Side 14 - If either party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for the failure to adduce such evidence in the...