Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...U.S. Government Printing Office, 1974 |
Inni boken
Resultat 1-5 av 78
Side 1763
... investor from the market__ Letter dated September 7 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to written questions of committee staff ... Memorandum commenting on titles II and III of H.R. 5050_ Exhibit A ...
... investor from the market__ Letter dated September 7 , 1973 , from Paul Kolton , chairman , to Chairman Moss , responding to written questions of committee staff ... Memorandum commenting on titles II and III of H.R. 5050_ Exhibit A ...
Side 1765
... Investor magazine of July 1971 accurately describes the situation regarding abuses in handling quotations on the NASDAQ system . Page 864 1760 400 793 390 271 393 317 694 818 422 984 Revenue losses of the securities industry , 1972-73 ...
... Investor magazine of July 1971 accurately describes the situation regarding abuses in handling quotations on the NASDAQ system . Page 864 1760 400 793 390 271 393 317 694 818 422 984 Revenue losses of the securities industry , 1972-73 ...
Side 1766
... Investor magazine on abuses in handling of . quotations on NASDAQ .. 986 Statement to the Securities and Exchange ... investors , and responses thereto.- Letter dated July 11 , 1972 , from Mr. Reinisch to public members of the 1972-73 ...
... Investor magazine on abuses in handling of . quotations on NASDAQ .. 986 Statement to the Securities and Exchange ... investors , and responses thereto.- Letter dated July 11 , 1972 , from Mr. Reinisch to public members of the 1972-73 ...
Side 1767
... investing- Portfolio breakdown .. New York Stock Exchange : Comparison of 1972 financial and other data to that of ... Investor , July 1971 .. 1102 Corporate America's Stake in Sound Securities Markets , address by James M. Roche ...
... investing- Portfolio breakdown .. New York Stock Exchange : Comparison of 1972 financial and other data to that of ... Investor , July 1971 .. 1102 Corporate America's Stake in Sound Securities Markets , address by James M. Roche ...
Side 1768
... Investor magazine concerning abuses in quotations on NASDAQ- Manpower and cost estimates for 5 fiscal years in connection with the Commission's proposed regulatory responsibilities under title IV of H.R. 5050_____ Page 1449 1452 1435 ...
... Investor magazine concerning abuses in quotations on NASDAQ- Manpower and cost estimates for 5 fiscal years in connection with the Commission's proposed regulatory responsibilities under title IV of H.R. 5050_____ Page 1449 1452 1435 ...
Andre utgaver - Vis alle
Vanlige uttrykk og setninger
additional agency or securities amendments American Bankers Association American Stock Exchange appropriate regulatory agency Association bank regulatory agencies bank regulatory authorities banking agencies believe BEVIS bill Board broker-dealers brokerage brokers Chairman Moss Chicago clearing agency Clearing Corporation Committee Congress CURTIS CUSIP dealer deposit depository participants Depository Trust Depository Trust Company enforcement entities EVANS Exchange Commission Federal Reserve System firms functions funds settlement funds valued today funds valued tomorrow GARDINER institutions interface investors issues legislation Letter dated Midwest mutual funds NASD National Coordinating Group numbering system operations participants problems proposed Section 17A public interest record regional depositories registration regulation require responsibility rulemaking Securities and Exchange Securities Exchange Act securities industry securities processing securities transactions settlement of securities shareholder standards statement stock certificate stock transfer Subcommittee Subsection tion trade Trust Company Uniform Commercial Code vice president York Stock Exchange