United States Code, Volum 2Office of the Law Revision Counsel of the House of Representatives, 1953 |
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Side 1695
... purchase , any of the foregoing ; but shall not include currency or any note , draft , bill of exchange , or banker's ac- ceptance which has a maturity at the time of is- suance of not exceeding nine months , exclusive of days of grace ...
... purchase , any of the foregoing ; but shall not include currency or any note , draft , bill of exchange , or banker's ac- ceptance which has a maturity at the time of is- suance of not exceeding nine months , exclusive of days of grace ...
Side 1700
... purchase of such security with the knowledge that an order or orders of substantially the same size , at sub- stantially the same time , and at substantially the same price , for the sale of any such security , has been or will be ...
... purchase of such security with the knowledge that an order or orders of substantially the same size , at sub- stantially the same time , and at substantially the same price , for the sale of any such security , has been or will be ...
Side 1706
... purchase or sale of , any security ( other than an exempted security or commercial paper , bankers ' acceptances , or commercial bills ) otherwise than on a national securities exchange , unless such broker or dealer is registered in ...
... purchase or sale of , any security ( other than an exempted security or commercial paper , bankers ' acceptances , or commercial bills ) otherwise than on a national securities exchange , unless such broker or dealer is registered in ...
Side 1707
... purchase or sale of , any security ( other than commercial paper , bankers ' acceptances , or commercial bills ) otherwise than on a national se- curities exchange , by means of any manipulative , deceptive , or other fraudulent device ...
... purchase or sale of , any security ( other than commercial paper , bankers ' acceptances , or commercial bills ) otherwise than on a national se- curities exchange , by means of any manipulative , deceptive , or other fraudulent device ...
Side 1711
... purchase , of any equity security of such issuer ( other than an exempted security ) within any pe- riod of less ... purchased or of not repurchasing the security sold for a period exceeding six months . Suit Page 1711 § 78p TITLE 15 ...
... purchase , of any equity security of such issuer ( other than an exempted security ) within any pe- riod of less ... purchased or of not repurchasing the security sold for a period exceeding six months . Suit Page 1711 § 78p TITLE 15 ...
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49 Stat 64 Stat act June administrative functions administrative unit agencies amended application attorney authority vested authorize their performance centum certificate Chairman chapter Commis Commodity Credit Corporation Corporation CROSS REFERENCES deemed Departments and Government District of Columbia east EFFECTIVE DATE Exchange Commission executive and administrative Federal Trade Commission filed FUNCTIONS All executive holding company indenture Interior Investment Advisers investment company issued issuer Judicial Procedure Judiciary and Judicial July June 25 June 30 jurisdiction lands laws mark ment National Park National Park Service note under section Officers and Employees person Plan prescribe Principal Register proceedings protection of investors public interest pursuant Reconstruction Finance Corporation REFERENCES IN TEXT Reorg Repealed rules and regulations Secretary of Commerce section 78d sion southwest quarter subsection supplemental register thence thereof tion Title 11 Title 28 township trade-mark TRANSFER OF FUNCTIONS trustee unlawful violation
Populære avsnitt
Side 1608 - When the parties complained of shall have been duly notified of such petition the court shall proceed, as soon as may be, to the hearing and determination of the case; and pending such petition and before final decree, the court may at any time make such temporary restraining order or prohibition as shall be deemed just in the premises.
Side 1609 - That it shall be unlawful for any person engaged in commerce, in the course of such commerce, either directly or indirectly, to discriminate in price between different purchasers of commodities of like grade and quality, where either or any of the purchases involved in such discrimination are in commerce, where such commodities are sold for use, consumption, or resale within the United States or any Territory thereof or the District of Columbia or any insular possession or other place under the jurisdiction...
Side 1898 - Employment Act of 1946". DECLARATION OF POLICY SEC. 2. The Congress hereby declares that it is the continuing policy and responsibility of the Federal Government to use all practicable means consistent with its needs and obligations and other essential considerations of national policy, with the assistance and cooperation of industry, agriculture, labor, and State and local governments, to coordinate and utilize all its plans, functions, and resources for the purpose of creating and maintaining,...
Side 1838 - State to another, or to a foreign country, shall be forfeited to the United States, and may be seized and condemned by like proceedings as those provided by law for the forfeiture, seizure, and condemnation of property imported into the United States contrary to law.
Side 1622 - ... evidence, shall be conclusive, and its recommendation, if any, for the modification or setting aside of its original order, with the return of such additional evidence. The judgment and decree of the court shall be final, except that the same shall be subject to review by the Supreme Court upon certiorari, as provided in section 240 of the Judicial Code.
Side 1636 - Witnesses summoned before the Board, its member, agent, or agency, shall be paid the same fees and mileage that are paid witnesses in the courts of the United States, and witnesses whose depositions are taken and the persons taking the same shall severally be entitled to the same fees as are paid for like services in the courts of the United States.
Side 1889 - ... to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination...
Side 1699 - ... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or...
Side 1802 - Investment adviser" means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities; but does not include (A) a bank, or any...
Side 1611 - That no corporation engaged in commerce shall acquire, directly or indirectly, the whole or any part of the stock or other share capital and no corporation subject to the jurisdiction of the Federal Trade Commission shall acquire the whole or any part of the assets of another corporation engaged also in commerce, where in any line of commerce in any section of the country, the effect of such acquisition may be substantially to lessen competition, or to tend to create a monopoly.