 ... or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other person; (C) any person directly or indirectly controlling, controlled by, or under common control with, such other...  Investment Advisers Act of 1940, as in Effect July 1, 1974 - Side 21av United States. Securities and Exchange Commission - 1974 - 21 siderUten tilgangsbegrensning - Om denne boken
 | United States. Securities and Exchange Commission - 1945 - 1290 sider
...or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other person ; (C) any...partner, copartner, or employee of such other person ; (B) If such other person is an investment company, any investment adviser thereof or any member of... | |
 | United States. Interstate Commerce Commission - 1930 - 1284 sider
...Pub. L. 94-210, §208, 90 Stat. 42.] (1) As used in this section, the term — (a) 'affiliate' means any person directly or indirectly controlling, controlled by, or under common control or ownership with, any other person, and as used in this subdivision, the term (i) 'control' has the... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 sider
...per share and a liquidating preference of $110 per Footnote 2 continued : owned, controlled, or held with power to vote, by such other person ; (C) any...any Investment adviser thereof or any member of an advisory board thereof; and (F) If such other person Is an unincorporated Investment company not having... | |
 | United States. Securities and Exchange Commission - 1947 - 1062 sider
...outstanding voting securities are directly or indirectly owned, controlled, or held with power to Tote, by such other person; (C) any person directly or indirectly...under common control with, such other person; (D) sny officer, director, partner, copartner, or employee of such other person; (E) if each other person... | |
 | United States. Securities and Exchange Commission - 1953 - 734 sider
...or more of whose outstanding voting securities are directly or Indirectly owned, controlled, or held with power to vote, by such other person ; (C) any...Indirectly controlling, controlled by, or under common coutrol with, such other person ; (D) any officer, director, partner, copartner, or employee of such... | |
 | United States. Securities and Exchange Commission - 1955 - 920 sider
...or more of whose outstanding voting securities are directly or Indirectly owned, controlled or held with power to vote, by such other person; (C) any...or Indirectly controlling, controlled by, or under ""mmon control with, such other person; (D) any officer, director, partner, copartner, or employee... | |
 | United States. Securities and Exchange Commission - 1953 - 828 sider
...other person ; (D) any officer, director, partner, copartner, or employee of such other person; (B) if such other person Is an Investment company, any Investment adviser thereof or any member of an advisory board thereof ; and (F) If such other person Is an unincorporated Investment company not having... | |
 | United States. Securities and Exchange Commission - 1953 - 824 sider
...(3) of the Investment Company Act of 1940 defines an affiliated person of another person to include "any person directly or indirectly controlling, controlled...or under common control with, such other person," and "any person 5 per centum or more of whose outstanding voting securities are directly or indirectly... | |
 | United States. Securities and Exchange Commission - 1958 - 1232 sider
...any person directly owning 5% or more of tbe outstanding voting securities of such other person, or any person directly or Indirectly controlling, controlled...by or under common control with such other person. for an order declaring that International has ceased to be an investment company. International's stock... | |
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