Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Volum 4U.S. Government Printing Office, 1988 - 542 sider |
Inni boken
Resultat 1-5 av 100
Side
... Federal Home Loan Mortgage Corporation Act , Section 306 ( a ) , ( g ) ( 12 U.S.C. 1455 ( a ) , ( g ) ) .... 453 National Housing Act , Section 302 ( c ) ( 1 ) , 304 ( d ) - ( e ) , 311 ( 12 U.S.C. 1717 ( c ) ( 1 ) , 1719 ( d ) - ( e ) ...
... Federal Home Loan Mortgage Corporation Act , Section 306 ( a ) , ( g ) ( 12 U.S.C. 1455 ( a ) , ( g ) ) .... 453 National Housing Act , Section 302 ( c ) ( 1 ) , 304 ( d ) - ( e ) , 311 ( 12 U.S.C. 1717 ( c ) ( 1 ) , 1719 ( d ) - ( e ) ...
Side 7
... Federal Reserve bank ; or any interest or participation in any common trust fund or similar fund maintained by a bank exclusively for the collec- tive investment and reinvestment of assets contributed thereto by such bank in its ...
... Federal Reserve bank ; or any interest or participation in any common trust fund or similar fund maintained by a bank exclusively for the collec- tive investment and reinvestment of assets contributed thereto by such bank in its ...
Side 8
... Federal authority having supervision over any such institution ; or ( B ) by ( i ) a farmer's cooperative organiza- tion exempt from tax under section 521 of the Internal Reve- nue Code of 1954,10 ( ii ) a corporation described in ...
... Federal authority having supervision over any such institution ; or ( B ) by ( i ) a farmer's cooperative organiza- tion exempt from tax under section 521 of the Internal Reve- nue Code of 1954,10 ( ii ) a corporation described in ...
Side 10
... Federal or State authority , and are offered and sold subject to the following conditions : ( a ) the minimum aggregate sales price per purchaser shall not be less than $ 250,000 ; 14 See additional exemption contained at 11 U.S.C. 1145 ...
... Federal or State authority , and are offered and sold subject to the following conditions : ( a ) the minimum aggregate sales price per purchaser shall not be less than $ 250,000 ; 14 See additional exemption contained at 11 U.S.C. 1145 ...
Side 11
... Federal Home Loan Mortgage Corporation , Federal National Mortgage Association , or the Government National Mortgage Association and where the foregoing securi- ties are subject to the three conditions for sale set forth in sub ...
... Federal Home Loan Mortgage Corporation , Federal National Mortgage Association , or the Government National Mortgage Association and where the foregoing securi- ties are subject to the three conditions for sale set forth in sub ...
Andre utgaver - Vis alle
Compilation of Securities Laws Within the Jurisdiction of the ..., Volum 4 United States Uten tilgangsbegrensning - 1988 |
Vanlige uttrykk og setninger
amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities