Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Volum 4U.S. Government Printing Office, 1988 - 542 sider |
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Resultat 1-5 av 99
Side
... United States Code , Sections 551-557 , 704-706 Commodity Exchange Act , Sections 2 , 4m ( 7 U.S.C. 2 , 2a , 6m ) Title 11 , United States Code , Sections 1109 ( a ) , 1125 , 1129 ( d ) , 1145 .. 37 173 217 253 347 367 407 439 445 Act ...
... United States Code , Sections 551-557 , 704-706 Commodity Exchange Act , Sections 2 , 4m ( 7 U.S.C. 2 , 2a , 6m ) Title 11 , United States Code , Sections 1109 ( a ) , 1125 , 1129 ( d ) , 1145 .. 37 173 217 253 347 367 407 439 445 Act ...
Side
... United States, United States. Congress. House. Committee on Energy and Commerce. COMMITTEE ON ENERGY AND COMMERCE JOHN D. DINGELL, Michigan, Chairman JAMES H. SCHEUER, New York HENRY A. WAXMAN, California PHILIP R. SHARP, Indiana JAMES J ...
... United States, United States. Congress. House. Committee on Energy and Commerce. COMMITTEE ON ENERGY AND COMMERCE JOHN D. DINGELL, Michigan, Chairman JAMES H. SCHEUER, New York HENRY A. WAXMAN, California PHILIP R. SHARP, Indiana JAMES J ...
Side 6
... United States. ( 13 ) The term " insurance company " means a company which is organized as an insurance company , whose primary and pre- dominant business activity is the writing of insurance or the reinsuring of risks underwritten by ...
... United States. ( 13 ) The term " insurance company " means a company which is organized as an insurance company , whose primary and pre- dominant business activity is the writing of insurance or the reinsuring of risks underwritten by ...
Side 7
... United States. ment of the United States pursuant to authority granted by the Congress of the United States ; or any certificate of deposit for any of the foregoing ; or any security issued or guaranteed by any bank ; or any security ...
... United States. ment of the United States pursuant to authority granted by the Congress of the United States ; or any certificate of deposit for any of the foregoing ; or any security issued or guaranteed by any bank ; or any security ...
Side 9
... United States. issued , assumed , guaranteed by , or for the benefit of , a common carrier to finance the acquisition of rolling stock , in- cluding motive power ; ( 7 ) Certificates issued by a receiver or by a trustee in bank- ruptcy ...
... United States. issued , assumed , guaranteed by , or for the benefit of , a common carrier to finance the acquisition of rolling stock , in- cluding motive power ; ( 7 ) Certificates issued by a receiver or by a trustee in bank- ruptcy ...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ... United States Uten tilgangsbegrensning - 1988 |
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities