Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Volum 4U.S. Government Printing Office, 1988 - 542 sider |
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Side 14
... determine , having due regard to the public interest and the protec- tion of investors . ( d ) If it appears to the Commission at any time that the registra- tion statement includes any untrue statement of a material fact or omits to ...
... determine , having due regard to the public interest and the protec- tion of investors . ( d ) If it appears to the Commission at any time that the registra- tion statement includes any untrue statement of a material fact or omits to ...
Side 22
... determined by judicial or other authority to be invalid for any reason . ( b ) For the purpose of all investigations which , in the opinion of the Commission , are necessary and proper for the enforcement of this title , any member of ...
... determined by judicial or other authority to be invalid for any reason . ( b ) For the purpose of all investigations which , in the opinion of the Commission , are necessary and proper for the enforcement of this title , any member of ...
Side 33
... determine and prescribe the manner in which its obligations shall be incurred and its expenses allowed and paid . SEC . 204. [ 77ee ] The board of directors may— ( 1 ) Convene meetings of holders of foreign securities . ( 2 ) Invite the ...
... determine and prescribe the manner in which its obligations shall be incurred and its expenses allowed and paid . SEC . 204. [ 77ee ] The board of directors may— ( 1 ) Convene meetings of holders of foreign securities . ( 2 ) Invite the ...
Side 34
... determine . SEC . 209. [ 77jj ] The Reconstruction Finance Corporation is hereby authorized to loan out of its funds not to exceed $ 75,000 for the use of the Corporation . SEC . 210. [ 77kk ] Notwithstanding the foregoing provisions of ...
... determine . SEC . 209. [ 77jj ] The Reconstruction Finance Corporation is hereby authorized to loan out of its funds not to exceed $ 75,000 for the use of the Corporation . SEC . 210. [ 77kk ] Notwithstanding the foregoing provisions of ...
Side 47
... determine to be necessary or appropriate in the public interest or for the protection of investors to be deemed to ... determined as if paragraphs ( 4 ) ( A ) , ( 5 ) , and ( 7 ) 9 were not included in such section 103 ( c ) ...
... determine to be necessary or appropriate in the public interest or for the protection of investors to be deemed to ... determined as if paragraphs ( 4 ) ( A ) , ( 5 ) , and ( 7 ) 9 were not included in such section 103 ( c ) ...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ... United States Uten tilgangsbegrensning - 1988 |
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities