Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Volum 4U.S. Government Printing Office, 1988 - 542 sider |
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Side
... Employee Retirement Income Security Act , Section 3 ( 21 ) ( 29 U.S.C. 1002 ( 21 ) ) ....... Alaska Native Claims Settlement Act , Section 28 ( 43 U.S.C. 1625 ) .. Regional Rail Reorganization Act of 1973 , Section 210 ( g ) ( 45 U.S.C. ...
... Employee Retirement Income Security Act , Section 3 ( 21 ) ( 29 U.S.C. 1002 ( 21 ) ) ....... Alaska Native Claims Settlement Act , Section 28 ( 43 U.S.C. 1625 ) .. Regional Rail Reorganization Act of 1973 , Section 210 ( g ) ( 45 U.S.C. ...
Side 6
... employee benefit plan , including an individual re- tirement account , which is subject to the provisions of the Employee Retirement Income Security Act of 1974,2 if the investment decision is made by a plan fiduciary , as defined in ...
... employee benefit plan , including an individual re- tirement account , which is subject to the provisions of the Employee Retirement Income Security Act of 1974,2 if the investment decision is made by a plan fiduciary , as defined in ...
Side 7
... employees or their beneficiaries for the purpose of distributing to such employees or their beneficiaries the corpus and income of the funds accumulated under such plan , if under such plan it is impossible , prior to the satisfaction ...
... employees or their beneficiaries for the purpose of distributing to such employees or their beneficiaries the corpus and income of the funds accumulated under such plan , if under such plan it is impossible , prior to the satisfaction ...
Side 8
... employees some or all of whom are employees within the meaning of section 401 ( c ) ( 1 ) of the Internal Revenue Code of 1954 , if and to the extent that the Commission deter- mines this to be necessary or appropriate in the public ...
... employees some or all of whom are employees within the meaning of section 401 ( c ) ( 1 ) of the Internal Revenue Code of 1954 , if and to the extent that the Commission deter- mines this to be necessary or appropriate in the public ...
Side 32
... employees , attorneys , and agents of the Corporation , without regard to the provisions of other laws applicable to the employ- ment and compensation of officers or employees of the United States ; to define their authority and duties ...
... employees , attorneys , and agents of the Corporation , without regard to the provisions of other laws applicable to the employ- ment and compensation of officers or employees of the United States ; to define their authority and duties ...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volum 4 United States Uten tilgangsbegrensning - 1988 |
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amount application appropriate regulatory agency assets bank Board broker or dealer broker or government business development company centum clearing agency Commis Commission Commodity Exchange Act contract corporation court curities debtor determine directly or indirectly directors effect employee face-amount certificate company Federal Reserve System filed government securities broker government securities dealer holding company indenture securities interstate commerce investment adviser issuer loan mails means or instrumentality ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement respect rule or regulation rules and regulations secu Securities Act securities issued security holders self-regulatory organization sion SIPC specified subparagraph subsection term tion transactions transfer agent trustee unit investment trust United States Code unlawful voting securities