H.R. 9510, H.R. 9511 BILLS TO AMEND THE INVESTMENT COMPANY ACT OF 1940, KF27 I5536 1967 COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HARLEY O. STAGGERS, West Virginia, Chairman SAMUEL N. FRIEDEL, Maryland HORACE R. KORNEGAY, North Carolina FRED B. ROONEY, Pennsylvania W. S. (BILL) STUCKEY, JR., Georgia WILLIAM L. SPRINGER, Illinois CONTENTS (The same table of contents appears in parts 1 and 2) Statement of Alger, Fred M., president, Fred Alger & Co., Inc.. Allen, Edward B., Jr., secretary-treasurer, Allen, Rogers & Co., Inc. 671 3 19 22 20 495 508 224 Bogert, H. Lawrence, president, Investment Bankers Association of 279 Burgess, Ralph, chief economist, National Association of Securities Bradley, S. Whitney, Board of Governors, National Association of 315 315 Calvert, Gordon L., executive director and general counsel, Investment 279 Calvin, Donald L., vice president, government relations, New York 525 Cohen, Hon. Manuel F., Chairman, Securities and Exchange Commission 25, 149, 671 Cohen, Milton H., counsel, Investment Counsel Sponsored No-Load Davant, James W., chairman of the board, Association of Stock Day, J. Edward, counsel, Association of Mutual Fund Plan Sponsors, Day, James E., president, Midwest Stock Exchange- 566 621 423, 433 560 315 Friendly, Judge Henry J., U.S. Court of Appeals, Second Circuit, 608 Gardiner, Robert M., chairman, Board of Governors, National Association of Securities Dealers, Inc. (NASD). 315 Grinnell, Joseph F., general counsel, Investors Diversified Services, Greenburg, Henry A., director and secretary, First Multifund of 385 463 Haack, Robert W., president, New York Stock Exchange. 525 566 Haire, John R., chairman-elect, Investment Company Institute - 224, 233 Horton, Hon. Frank J., a Representative in Congress from the State of New York... 211 Jennings, Richard W., professor of law, University of California, 633 Johnson, Franklin R., chairman, Investment Companies Committee, 279 |