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" unlawful for any person, directly or indirectly, . . . "(b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device... "
United States Reports: Cases Adjudged in the Supreme Court - Side 8
av United States. Supreme Court - 1984
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 sider
...prescribe as appropriate or necessary in the public interest or for the protection of investors: (cl To n&* or employ in connection with the purchase or sale...of any security registered on a national securities exchange any device or contrivance which, or any device or contrivance In a way or manner which the...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 sider
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To nss or employ in connection with the purchase or sale...of any security registered on a national securities exchange any device or contrivance whichv or any device or contrivance in a way or manner which the...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 sider
...section 8 (a), page 23, prohibit that>— To engage in any series of transactions for the purchase and sale of any security registered on a national securities exchange or any security not so registered, which has the purpose of pegging, fixing, or stabilizing the price of such security— And so forth?...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 sider
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To use or employ in connection with the purchase or...of any security registered on a national securities exchange any device or contrivance which, or any device or contrivance in a way or manner which the...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 sider
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To use or employ in connection with the purchase or...of any security registered on a national securities exchange any device or contrivance which, or any device or contrivance in a way or manner which the...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 sider
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To use or employ in connection with the purchase or...of any security registered on a national securities exchange any device or contrivance which, or any device or contrivance in a way or manner which the...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 sider
...section 8 (a), page 23, prohibit that— To engage in any series of transactions for the purchase and sale of any security registered on a national securities exchange or any security not so registered, which has the purpose of pegging, fixing, or stabilizing the price of such security— And so forth?...
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Decisions and Reports, Volum 21

United States. Securities and Exchange Commission - 1952 - 968 sider
...commerce or of the mails, or of any facility of any national securities exchange— • * • • • (b) To use or employ, in connection with the purchase...contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection...
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Decisions and Reports, Volum 13

United States. Securities and Exchange Commission - 1946 - 990 sider
...indirectly, by the use of any means or Instrumentality of interstate commerce or of the malls . . . (b) To use or employ, in connection with the purchase...contrivance In contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection...
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Decisions and Reports, Volum 31

United States. Securities and Exchange Commission - 1956 - 926 sider
...commerce or of the mails, or of any facility of any national securities exchange— • •*•••• "(b) To use or employ, In connection with the purchase...contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public Interest or for the protection...
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