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" ... (8) the reporting of transactions on the exchange and upon tickers maintained by or with the consent of the exchange, including the method of reporting short sales, stopped sales, sales of securities of issuers in default, bankruptcy or receivership,... "
Securities Industry Study: Report - Side 144
av United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1973 - 240 sider
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 sider
...of issuers in default, bankruptcy or receivership, and sales involving other special circumstances ; (9) the fixing of reasonable rates of commission,...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 sider
...rates of comnission, interest, listing, and other charges; (10) minimum units of trading; (11) odd -lot purchases and sales; (12) minimum deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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United States Code, Volum 2

United States - 1953 - 1692 sider
...of issuers in default, bankruptcy or receivership, and sales involving other special circumstances; (9) the fixing of reasonable rates of commission, interest, listing, and other charges; (10) minimum unite of trading; TITLE 15.— COMMERCE AND TRADE (11) odd-lot purchases and sales; (12) minimum deposits...
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Decisions and Reports, Volum 10

United States. Securities and Exchange Commission - 1944 - 1290 sider
...the meaning of Section 19 (b) (5). It is also apparent that the Rule is in respect of such matters as "the fixing of reasonable rates of commission, interest, listing, and other charges" within the meaning of subdivision (9) of Section 19 (b). As we have already indicated, the NYSE has...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 52 sider
...of issuers in default, bankruptcy or receivership, and sales involving other special circumstances; (9) the fixing of reasonable rates of commission,...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 sider
...of issuers in default, bankruptcy or receivership, and sales involving other special circumstances; (9) the fixing of reasonable rates of commission,...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumer 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 sider
...issuers in default, bankruptcy or receivership, and sales involving other special circumstances; (0) the fixing of reasonable rates of commission, interest,...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 sider
...of issuers in default, bankruptcy or receivership, and sales involving oilier special circumstances; (9) the fixing of reasonable rates of commission, interest, listing, and other charges; (HO minimum units of trading; (11) odd-lot purchases and sales; (12) minimum deposits on margin accounts;...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 sider
...of issuers in default, bankruptcy or receivership, and sales involving other special circumstances; (9) the fixing of reasonable rates of commission,...deposits on margin accounts; and (13) similar matters. (c) The Commission is authorized and directed to make a study and investigation of the rules of national...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volum 373

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1963 - 904 sider
...of issuers in default, bankruptcy or receivership, and sales involving other special circumstances; (9) the fixing of reasonable rates of commission,...deposits on margin accounts: and (13) similar matters." Opinion of the Court, 373 US such trading inexorably brings contact and dealings with nonmember firms...
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