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" Whoever steals, unlawfully abstracts, unlawfully and willfully converts to his own use or to the use of another, or embezzles any of the moneys, funds, securities, credits, property, or assets of any registered investment company shall be deemed guilty... "
Clean Air Act Amendments of 1966: Hearing, Eighty-ninth Congress, Second ... - Side 111
av United States. Congress. House Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Public Health and Welfare - 1966 - 126 sider
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 sider
...credits, property, or assets of any registered investment company shall be deemed guilty of a crime, and upon conviction thereof shall be subject to the penalties provided in section 49. A judgment of conviction or acquittal on the merits under the laws of any State shall be a bar...
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United States Code, Volum 2

United States - 1953 - 1692 sider
...credits, property, or assets of any registered investment company shall be deemed guilty of a crime, and U.S. G.P.O. 80a-48 of this title. A judgment of conviction or acquittal on the merits under the laws of any State...
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Bank Holding Legislation, --: Hearings Before ..., 83:1- on S. 76 and S.1118 ...

United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 sider
...credits, property, or assets oí any registered investment company shall be deemed guilty of i crime, and upon conviction thereof shall be subject to the penalties provided in section 49. A judgment of conviction or acquittal on the merits under the laws of any State shall be a bar...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., Volumer 22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 sider
...credits, property, or assets of any registered inyestment company shall be deemed guilty of a crime, and upon conviction thereof shall be subject to the penalties provided in section 49. A judgment of conviction or acquittal on the merits under the laws of any State shall be a bar...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 sider
...broker or dealer registered pursuant to section 15 of this title, shall be deemed guilty of a crime, and upon conviction thereof shall be subject to the penalties provided in section 32 of this title." [HR 2481, 86th Cong., 1st sess.] A BILL To amend certain provisions of the Investment...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 sider
...or dealer registered pursuant to section, 15 of this title, shall be deemed guilty of a crime, and, upon, conviction thereof shall be subject to the penalties provided in section 32 of this title." SECURITIES EXCHANGE ACT OF 1934 AS AMENDED TO AUGUST 10, 1»« [PuBUO— No. 291—...
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Mutual Fund Legislation of 1967, Hearings Before ..., 90:1- ....

United States. Congress. Senate. Committee on Banking and Currency - 1967 - 1422 sider
...credits, property, or assets of any registered investment company shay be deemed guilty of a crime, and upon conviction thereof shall be subject to the penalties provided in section 49. A judgment of conviction or acquittal on the merits under the laws of any State shall be a bar...
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Mutual Fund Legislation of 1967: Hearings, Ninetieth Congress ..., Deler 1-2

United States. Congress. Senate. Committee on Banking and Currency - 1967 - 1268 sider
...credits, property, or assets of any registered investment company shay be deemed guilty of a crime, and upon conviction thereof shall be subject to the penalties provided in section 49. A judgment of conviction or acquittal on the merits under the laws of any State shall be a bar...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 sider
...credits, property, or assets of any registered investment company shall be deemed guilty of a crime, and upon conviction thereof shall be subject to the penalties provided in section 49. A judgment of conviction or acquittal on the merits the laws of any State snail be a bar to any...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 sider
...credits, property, or assets of any registered investment company shall be deemed guilty of a crime, and upon conviction thereof shall be subject to the penalties provided in section 49. A judgment of conviction or • So in original; probably should read "loads". i0 So in original;...
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