Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ...
U.S. Government Printing Office, 1933
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accounts activity amendments amount apply Associated authority Backus balance believe bill BLACK bonds broker capital carried cash cent CHAIRMAN Cities Service commerce Commission committee Company corporations court dealer dealing defendant deposits effect existing fact Federal Reserve Board Federal Trade Commission fixed give HEALY increase interest investment issued limited listed loans loss margin matter mean member banks Minnesota necessary operations organization PECORA percent period person practice present properties proposed protection provision purchases question reason receivers REDMOND referred regard represent requirements reserve bank respect result rules and regulations securities securities exchange selling Senator GORE Senator KEAN Senator McAdoo shares speculation statement Stock Exchange stockholders suggested thing timber tion transactions United UNTERMYER WHITNEY York
Side 7754 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Side 7755 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
Side 7634 - The genius and character of the whole government seem to be that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally...
Side 7754 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
Side 7752 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
Side 7754 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
Side 7754 - Any person aggrieved by an order issued by the Commission in a proceeding to which such person is a party may obtain a review of such order in the Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or...
Side 7755 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
Side 7755 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.