Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ...U.S. Government Printing Office, 1933 |
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Side 7446
... fact that such power exists would greatly depress bond prices , for it would be a constant threat , and one can never tell when a municipal bond now exempted might be withdrawn from exemption , so everybody would buy a bond in the ...
... fact that such power exists would greatly depress bond prices , for it would be a constant threat , and one can never tell when a municipal bond now exempted might be withdrawn from exemption , so everybody would buy a bond in the ...
Side 7449
... fact that the delinquency on many of these bonds has occurred through the noncollection of taxes and that when the taxes are collected those bonds will come back ? Mr. GIBBONS . That is correct in many places , and in some places of ...
... fact that the delinquency on many of these bonds has occurred through the noncollection of taxes and that when the taxes are collected those bonds will come back ? Mr. GIBBONS . That is correct in many places , and in some places of ...
Side 7450
... fact that about $ 35 of taxes or carrying charges per $ 1,000 worth of property is the danger line or rather the ... facts . He goes ahead and somebody wants to sell him a bond , and he buys it . Is there any sort of warning that this ...
... fact that about $ 35 of taxes or carrying charges per $ 1,000 worth of property is the danger line or rather the ... facts . He goes ahead and somebody wants to sell him a bond , and he buys it . Is there any sort of warning that this ...
Side 7452
... fact that you prevent him from acting at a dealer would not make one atom of difference . Senator GORE . They sold liquor even when it was against the law . Mr. GIBBONS . Yes ; and drank it , too . But the investment bankers Code ...
... fact that you prevent him from acting at a dealer would not make one atom of difference . Senator GORE . They sold liquor even when it was against the law . Mr. GIBBONS . Yes ; and drank it , too . But the investment bankers Code ...
Side 7458
... fact practically the rule of the exchange that if you own a security you must tell the customer you own it , and ... facts or examples to illustrate the soundness of your conclusions . Why not do that ? Mr. BUTCHER . Well , in order to ...
... fact practically the rule of the exchange that if you own a security you must tell the customer you own it , and ... facts or examples to illustrate the soundness of your conclusions . Why not do that ? Mr. BUTCHER . Well , in order to ...
Vanlige uttrykk og setninger
Account Broker Bought amendments and/or joint account answer Associated Gas Bache & Co Backus Brooks bill bonds Bought Sold Long Broadway Broker Bought Sold cash CHAIRMAN Cities Service Company COMMITTEE EXHIBIT common stock Corporation customers dealer defendant Backus deposits E. A. Pierce E. F. Hutton Federal Reserve Board Federal Trade Commission furnish Gas & Electric HEALY income individual members interest J. S. Bache loans loss member banks member firms member partners Minnesota and Ontario national securities exchange Number of member number of shares operations options PECORA person provision purchases question questionnaire received receivership REDMOND rules and regulations Securities Company Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator MCADOO Senator WAGNER Senator WALCOTT speculation statement stockholders syndicate tion total number transactions UNTERMYER Wall St Washington WHITNEY York City York Curb Exchange York Stock Exchange
Populære avsnitt
Side 7752 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Side 7753 - Commission, on the ground that the testimony or evidence, documentary or otherwise, required of him, may tend to incriminate him or subject him to a penalty or forfeiture...
Side 7753 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
Side 7632 - The genius and character of the whole government seem to be that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally...
Side 7752 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
Side 7750 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
Side 7752 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
Side 7752 - Any person aggrieved by an order issued by the Commission in a proceeding to which such person is a party may obtain a review of such order in the Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or...
Side 7753 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
Side 7753 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.