Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ...U.S. Government Printing Office, 1933 |
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Side 7412
... limited to pro- visions of bill as stated in section 2. Second , it imposes rigid regulation instead of supervision . They have provided margin provisions which are arbitrary , unreasonable , inflexible , and unworkable instead of ...
... limited to pro- visions of bill as stated in section 2. Second , it imposes rigid regulation instead of supervision . They have provided margin provisions which are arbitrary , unreasonable , inflexible , and unworkable instead of ...
Side 7448
... limited as to the amount of bonds he could buy in proportion to his capital , to go ahead on one of these accounts and bid for a large block of bonds . Senator GORE . He would not get the bonds , anyway , unless he paid for them ? Mr ...
... limited as to the amount of bonds he could buy in proportion to his capital , to go ahead on one of these accounts and bid for a large block of bonds . Senator GORE . He would not get the bonds , anyway , unless he paid for them ? Mr ...
Side 7454
... limited in the liabilities which I can incur in the buying of bonds , but I am unlimited in the liabilities the Govern- ment may force upon me in examining my books and business . The CHAIRMAN . How would it do to have a provision to ...
... limited in the liabilities which I can incur in the buying of bonds , but I am unlimited in the liabilities the Govern- ment may force upon me in examining my books and business . The CHAIRMAN . How would it do to have a provision to ...
Side 7470
... limited time available , these have been studied to determine whether they would have an unduly adverse effect on the marketing of Government securities or on the national financial structure . Changes which were regarded as neces- sary ...
... limited time available , these have been studied to determine whether they would have an unduly adverse effect on the marketing of Government securities or on the national financial structure . Changes which were regarded as neces- sary ...
Side 7485
... limited to the minimum necessary to pre- vent unfair practices in security transactions , leaving to the ex- changes the responsibility for actual operation . We are in entire agreement with the proponents of the bill in the belief that ...
... limited to the minimum necessary to pre- vent unfair practices in security transactions , leaving to the ex- changes the responsibility for actual operation . We are in entire agreement with the proponents of the bill in the belief that ...
Vanlige uttrykk og setninger
Account Broker Bought amendments and/or joint account answer Associated Gas Bache & Co Backus Brooks bill bonds Bought Sold Long Broadway Broker Bought Sold cash CHAIRMAN Cities Service Company COMMITTEE EXHIBIT common stock Corporation customers dealer defendant Backus deposits E. A. Pierce E. F. Hutton Federal Reserve Board Federal Trade Commission furnish Gas & Electric HEALY income individual members interest J. S. Bache loans loss member banks member firms member partners Minnesota and Ontario national securities exchange Number of member number of shares operations options PECORA person provision purchases question questionnaire received receivership REDMOND rules and regulations Securities Company Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator MCADOO Senator WAGNER Senator WALCOTT speculation statement stockholders syndicate tion total number transactions UNTERMYER Wall St Washington WHITNEY York City York Curb Exchange York Stock Exchange
Populære avsnitt
Side 7752 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Side 7753 - Commission, on the ground that the testimony or evidence, documentary or otherwise, required of him, may tend to incriminate him or subject him to a penalty or forfeiture...
Side 7753 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
Side 7632 - The genius and character of the whole government seem to be that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally...
Side 7752 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
Side 7750 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
Side 7752 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
Side 7752 - Any person aggrieved by an order issued by the Commission in a proceeding to which such person is a party may obtain a review of such order in the Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or...
Side 7753 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
Side 7753 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.