Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ...U.S. Government Printing Office, 1933 |
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Side 7413
... statement . STATEMENT OF H. H. COTTON , LOS ANGELES , CALIF . , REPRESENT- ING THE INVESTMENT BANK OF LOS ANGELES Mr. COTTON . Mr. Chairman and gentlemen of the committee : I should just like to say that the bill as now drawn does not ...
... statement . STATEMENT OF H. H. COTTON , LOS ANGELES , CALIF . , REPRESENT- ING THE INVESTMENT BANK OF LOS ANGELES Mr. COTTON . Mr. Chairman and gentlemen of the committee : I should just like to say that the bill as now drawn does not ...
Side 7423
... statement made by Mr. Cotton a moment ago about municipal bonds , State bonds , and bonds of political subdivisions . What is your idea about exempting them ? Mr. BLACK . My recollection about that is that they are not listed as ...
... statement made by Mr. Cotton a moment ago about municipal bonds , State bonds , and bonds of political subdivisions . What is your idea about exempting them ? Mr. BLACK . My recollection about that is that they are not listed as ...
Side 7429
... statement . In that statement Mr. Potter said that if these rules for margins were put into effect at once , why , it would mean a decrease or a liquidation of loans in his bank to a very large amount , and also the Chemical Bank . Mr ...
... statement . In that statement Mr. Potter said that if these rules for margins were put into effect at once , why , it would mean a decrease or a liquidation of loans in his bank to a very large amount , and also the Chemical Bank . Mr ...
Side 7433
... statement of those two men . I think they are both perfectly straight and perfectly honor- able and perfectly capable . But that may be one of the things that is desired in connection with this bill , Senator - I don't know . Senator ...
... statement of those two men . I think they are both perfectly straight and perfectly honor- able and perfectly capable . But that may be one of the things that is desired in connection with this bill , Senator - I don't know . Senator ...
Side 7435
... statement that you may have something further to submit as a result of further study . Could you let us have that early next week ? Mr. BLACK . Yes ; I will . The CHAIRMAN . Is there anything else ? " Senator MCADOO . Just one question ...
... statement that you may have something further to submit as a result of further study . Could you let us have that early next week ? Mr. BLACK . Yes ; I will . The CHAIRMAN . Is there anything else ? " Senator MCADOO . Just one question ...
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Account Broker Bought amendments and/or joint account answer Associated Gas Bache & Co Backus Brooks bill bonds Bought Sold Long Broadway Broker Bought Sold cash CHAIRMAN Cities Service Company COMMITTEE EXHIBIT common stock Corporation customers dealer defendant Backus deposits E. A. Pierce E. F. Hutton Federal Reserve Board Federal Trade Commission furnish Gas & Electric HEALY income individual members interest J. S. Bache loans loss member banks member firms member partners Minnesota and Ontario national securities exchange Number of member number of shares operations options PECORA person provision purchases question questionnaire received receivership REDMOND rules and regulations Securities Company Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator MCADOO Senator WAGNER Senator WALCOTT speculation statement stockholders syndicate tion total number transactions UNTERMYER Wall St Washington WHITNEY York City York Curb Exchange York Stock Exchange
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Side 7752 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Side 7753 - Commission, on the ground that the testimony or evidence, documentary or otherwise, required of him, may tend to incriminate him or subject him to a penalty or forfeiture...
Side 7753 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
Side 7632 - The genius and character of the whole government seem to be that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally...
Side 7752 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
Side 7750 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
Side 7752 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
Side 7752 - Any person aggrieved by an order issued by the Commission in a proceeding to which such person is a party may obtain a review of such order in the Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or...
Side 7753 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
Side 7753 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.