Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934 |
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Side 26
... limited period of time in conjunction with the Governor of the Federal Reserve System . The bill proceeds upon the theory of regarding short selling , gener- ally , as a device capable of manipulating prices , but it does not ban it ...
... limited period of time in conjunction with the Governor of the Federal Reserve System . The bill proceeds upon the theory of regarding short selling , gener- ally , as a device capable of manipulating prices , but it does not ban it ...
Side 44
... limited information about the stock which is being engineered and manipu- lated to higher levels . The only way that pool operators can make a profit , ultimately , is to distribute such stock to uninformed people certainly not to ...
... limited information about the stock which is being engineered and manipu- lated to higher levels . The only way that pool operators can make a profit , ultimately , is to distribute such stock to uninformed people certainly not to ...
Side 51
... limited to supply of savings and would not incur the expansion of speculative activities on the basis of credit . Now , the types of credit that are used in the stock market can be roughly classified , very roughly , in three general ...
... limited to supply of savings and would not incur the expansion of speculative activities on the basis of credit . Now , the types of credit that are used in the stock market can be roughly classified , very roughly , in three general ...
Side 57
... limited extent that may be true , at times , in that if there is a shortage of credit and stock market traders are bidding extensively for money , some banks and others may be induced to put money into stock - market loans which they ...
... limited extent that may be true , at times , in that if there is a shortage of credit and stock market traders are bidding extensively for money , some banks and others may be induced to put money into stock - market loans which they ...
Side 73
... limited to what he actually invested , would that be a good thing , economically , in a contraction such as we have had ? Mr. GOLDENWEISER . I should say not . he has , not the amount he borrows . That measures the amount If I had $ 100 ...
... limited to what he actually invested , would that be a good thing , economically , in a contraction such as we have had ? Mr. GOLDENWEISER . I should say not . he has , not the amount he borrows . That measures the amount If I had $ 100 ...
Vanlige uttrykk og setninger
authority banks believe bill bonds borrow broker brokerage bucket shop BULWINKLE capital CHAIRMAN collateral Commissioner LANDIS Congress CORCORAN corporations Curb Exchange deal DICKINSON directors effect fact Federal Reserve Board Federal Reserve System Federal Trade Commission firms give going GOLDENWEISER Government GRUBB HANCOCK houses HUDDLESTON industry interstate commerce Interstate Commerce Commission investors issue issuer KENNEY legislation listed loans MAPES margin requirements MARLAND matter mean ment MERRITT national securities exchange NEWBOLD O'BRIEN odd-lot dealer officers operations opinion over-the-counter percent person PETTENGILL PIERCE practices present prohibition protection provisions proxies public interest purchase purpose question reason reference registered rules and regulations segregation short selling SMITH specialist speculation statement stock market stockholders suggestions thing tion transactions unlisted securities WHITNEY WOLVERTON York Curb Exchange York Stock Exchange
Populære avsnitt
Side 627 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Side 627 - ... may be served in any other district of which the defendant is an inhabitant or wherever the defendant may be found.
Side 13 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Side 14 - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Side 627 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Side 254 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
Side 593 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
Side 584 - As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer.