Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934 |
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Side 25
... particular transactions . The third subject of the Roper report was margin trading . The Roper report suggested that there should be no rigid requirement with reference to margin trading , but that the matter should be handled by ...
... particular transactions . The third subject of the Roper report was margin trading . The Roper report suggested that there should be no rigid requirement with reference to margin trading , but that the matter should be handled by ...
Side 32
... particular features meet all our constitutional tests . Mr. WOLVERTON . May I ask a question , Mr. Chairman ? The CHAIRMAN . Mr. Wolverton . Mr. WOLVERTON . I rather gather from your remarks , especially in answer to Mr. Huddleston's ...
... particular features meet all our constitutional tests . Mr. WOLVERTON . May I ask a question , Mr. Chairman ? The CHAIRMAN . Mr. Wolverton . Mr. WOLVERTON . I rather gather from your remarks , especially in answer to Mr. Huddleston's ...
Side 43
... particular banking interests ? Mr. PRESLEY . National Investors Corporation is not controlled by any particular banking interests . Second and Third , and Fourth National Investors are virtually mutual funds owned by the public and ...
... particular banking interests ? Mr. PRESLEY . National Investors Corporation is not controlled by any particular banking interests . Second and Third , and Fourth National Investors are virtually mutual funds owned by the public and ...
Side 49
... particular stock ? Mr. PRESLEY . I had not thought of it in that light . Mr. LEA . At favorable prices ? Mr. PRESLEY . I had not thought of it in that light . I know of no examples in my experience . Mr. LEA . This bill , as I ...
... particular stock ? Mr. PRESLEY . I had not thought of it in that light . Mr. LEA . At favorable prices ? Mr. PRESLEY . I had not thought of it in that light . I know of no examples in my experience . Mr. LEA . This bill , as I ...
Side 59
... particular situations , there are banks or others who might decide to put their money in the stock market rather than make loans . Cer- tainly it does affect rates . There is no question about that . But customers ' rates vary very ...
... particular situations , there are banks or others who might decide to put their money in the stock market rather than make loans . Cer- tainly it does affect rates . There is no question about that . But customers ' rates vary very ...
Vanlige uttrykk og setninger
authority banks believe bill bonds borrow broker brokerage bucket shop BULWINKLE capital CHAIRMAN collateral Commissioner LANDIS Congress CORCORAN corporations Curb Exchange deal DICKINSON directors effect fact Federal Reserve Board Federal Reserve System Federal Trade Commission firms give going GOLDENWEISER Government GRUBB HANCOCK houses HUDDLESTON industry interstate commerce Interstate Commerce Commission investors issue issuer KENNEY legislation listed loans MAPES margin requirements MARLAND matter mean ment MERRITT national securities exchange NEWBOLD O'BRIEN odd-lot dealer officers operations opinion over-the-counter percent person PETTENGILL PIERCE practices present prohibition protection provisions proxies public interest purchase purpose question reason reference registered rules and regulations segregation short selling SMITH specialist speculation statement stock market stockholders suggestions thing tion transactions unlisted securities WHITNEY WOLVERTON York Curb Exchange York Stock Exchange
Populære avsnitt
Side 627 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Side 627 - ... may be served in any other district of which the defendant is an inhabitant or wherever the defendant may be found.
Side 13 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Side 14 - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Side 627 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Side 254 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
Side 593 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
Side 584 - As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer.