 | United States. Securities and Exchange Commission - 1970 - 166 sider
...or more of any class of equity securities, (2) any trust or other estate in which such person lias a substantial beneficial interest or as to which such...such person or who is a director or officer of the issuer or any of its parents or subsidiaries. Issuer. The term "issuer" means the issuer of the securities... | |
 | United States. Securities and Exchange Commission - 1956 - 900 sider
...substantial beneficial interest or as to which iuch person serves as trustee or in a similar fiduciiry capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard... | |
 | 1975 - 828 sider
...evidences of Indebtedness, the number of shares if relating to shares, and the number of units if relathig to any other kind of security. (d) The term “associate,”...“charter” Includes articles of Incorporation, declarations cf trust, articles of association or partnership, or any similar instrwnent, as amended, effecting... | |
 | 1981 - 360 sider
...corporation or organization (other than the bank or a majority owned subsidiary of the bank) of which said person is an officer or partner or is, directly or...such person or who is a director or officer of the parent of the bank. (g) The term "beneficial ownership" shall have the same definition as set forth... | |
 | 1988 - 806 sider
...such person is an officer or Securities and Exchange Commission partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. (b) Employee benefit plan. For purposes of §§ 240.14a-13,... | |
 | 1949 - 736 sider
...or Indirectly, the beneficial owner of 10 per1 Copy filed with the Federal Register Division. cent or more of any class of equity securities, (2) any...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. [Paragraph (c) amended, 20 FR 8285, Nov. 4, 1955]... | |
 | 1994 - 850 sider
...subsidiary of the registrant < of which such person is an officer or partner or is. directly or Indirectly, the beneficial owner of 10 percent or more of any...person, or any relative of such spouse, who has the same tome as such person or who is a director or officer of the registrant or any of its parents or subsidiaries.... | |
 | 1977 - 970 sider
...alone or together with one or more members of his immediate family, the beneficial owner of 10 per cent or more of any class of equity securities, (2) any...of such person, or any relative of such spouse, who hap the same home as such person, or who Is a director or officer of the bank or any of its parents... | |
 | 1971 - 660 sider
...Unexercised at 196.: Number of sharesAverage per share option price $ $ $ $ $ $ $ $ $ $ $ $ $ 1 1 (!) t or as to which such person serves as trustee or in...such person or who is a director or officer of the issuer or any of its parents or subsidiaries. (b) Information statement. The term "Information statement"... | |
 | 1998 - 900 sider
...other estate in which such person has a substantial beneficial interest or as to which such §240.12b-2 person serves as trustee or in a similar fiduciary...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard... | |
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... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,... 
