SEC Enforcement Issues: An Advanced SeminarPractising Law Institute, 1982 - 568 sider |
Inni boken
Resultat 1-3 av 48
Side 114
... RELATING TO TENDER OFFERS A. Introduction 1. The SEC has expressed serious concerns about trading by persons in possession of material , non - public information realting to a tender offer . Such practices result in unfair disparities ...
... RELATING TO TENDER OFFERS A. Introduction 1. The SEC has expressed serious concerns about trading by persons in possession of material , non - public information realting to a tender offer . Such practices result in unfair disparities ...
Side 144
... relating to their transactions in Santa Fe options and common stock or other assets of equal value in the event the De- fendant Purchasers have already disposed of assets relating to their Santa Fe transactions , and an order directing ...
... relating to their transactions in Santa Fe options and common stock or other assets of equal value in the event the De- fendant Purchasers have already disposed of assets relating to their Santa Fe transactions , and an order directing ...
Side 152
... relating to corporate law while at Davis Polk and upon association with Wachtell Lipton , was involved in merger and tender offer transactions . The Commission's Complaint alleges that commencing on or about October 11 , 1977 ...
... relating to corporate law while at Davis Polk and upon association with Wachtell Lipton , was involved in merger and tender offer transactions . The Commission's Complaint alleges that commencing on or about October 11 , 1977 ...
Innhold
Responsibilities of Lawyers in Connection with | 21 |
Recent SEC Pronouncements Concerning a Broker | 33 |
Lauzon Inc Securities Exchange | 35 |
Opphavsrett | |
18 andre deler vises ikke
Vanlige uttrykk og setninger
2d Cir accounts Act and Rule administrative proceedings admitting or denying agency amendment antifraud associated broker broker-dealer cert Chiarella Civil Action client collateral estoppel Commission's Complaint alleges common stock compliance conduct confidential consented Corp corporate counsel criminal defendants denying the allegations directors disclosure disgorgement District Court employees enforcement enjoining federal securities laws filed Final Judgment firm fraud grand jury inside information insider trading investigation investors issue issuer Judgments of Permanent lawyer liability litigation material non-public information ment Merrill Lynch misappropriation officers options Parklane Hosiery Parklane Hosiery Co party Permanent Injunction person plaintiff possession of material procedures profits provisions proxy purchase pursuant Rule 2(e Schedule 13D scienter SEC's Second Circuit Section 10(b Securities Act Securities Exchange Act shareholders shares statements supervision Supp supra note tender offer Tennenbaum thereunder tion tippee transactions Transfer Binder United States Attorney work-product doctrine