SEC Enforcement Issues: An Advanced SeminarPractising Law Institute, 1982 - 568 sider |
Inni boken
Resultat 1-3 av 91
Side 173
... shares of Catalina common stock . The Com- mission's Complaint also alleged that the Defendants had learned that the company intended to announce this information the following day . According to the Commission's Complaint , that ...
... shares of Catalina common stock . The Com- mission's Complaint also alleged that the Defendants had learned that the company intended to announce this information the following day . According to the Commission's Complaint , that ...
Side 195
... shares , or approximately 5.55 % of Bache's outstanding common stock . According to the Complaint , on January 16 , 1980 , as a result of a purchase of 100,000 shares of Bache common stock , the Hunts achieved beneficial ownership to ...
... shares , or approximately 5.55 % of Bache's outstanding common stock . According to the Complaint , on January 16 , 1980 , as a result of a purchase of 100,000 shares of Bache common stock , the Hunts achieved beneficial ownership to ...
Side 210
... shares of C & R stock ten- dered pursuant to the June 25 , 1980 tender offer unless those shareholders ( 1 ) are pro ... shares will be returned to them unless they notify the tender offerors of their desire to tender those shares ...
... shares of C & R stock ten- dered pursuant to the June 25 , 1980 tender offer unless those shareholders ( 1 ) are pro ... shares will be returned to them unless they notify the tender offerors of their desire to tender those shares ...
Innhold
Responsibilities of Lawyers in Connection with | 21 |
Recent SEC Pronouncements Concerning a Broker | 33 |
Lauzon Inc Securities Exchange | 35 |
Opphavsrett | |
18 andre deler vises ikke
Vanlige uttrykk og setninger
2d Cir accounts Act and Rule administrative proceedings admitting or denying agency amendment antifraud associated broker broker-dealer cert Chiarella Civil Action client collateral estoppel Commission's Complaint alleges common stock compliance conduct confidential consented Corp corporate counsel criminal defendants denying the allegations directors disclosure disgorgement District Court employees enforcement enjoining federal securities laws filed Final Judgment firm fraud grand jury inside information insider trading investigation investors issue issuer Judgments of Permanent lawyer liability litigation material non-public information ment Merrill Lynch misappropriation officers options Parklane Hosiery Parklane Hosiery Co party Permanent Injunction person plaintiff possession of material procedures profits provisions proxy purchase pursuant Rule 2(e Schedule 13D scienter SEC's Second Circuit Section 10(b Securities Act Securities Exchange Act shareholders shares statements supervision Supp supra note tender offer Tennenbaum thereunder tion tippee transactions Transfer Binder United States Attorney work-product doctrine