SEC Enforcement Issues: An Advanced SeminarPractising Law Institute, 1982 - 568 sider |
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Side 209
... tender offer provisions of the federal securities laws by filing with the Commission and dis- tributing to its shareholders tender offer materials which contained materially false and misleading statements and which omitted to state ...
... tender offer provisions of the federal securities laws by filing with the Commission and dis- tributing to its shareholders tender offer materials which contained materially false and misleading statements and which omitted to state ...
Side 210
... tender offer provisions of the federal securities laws , which was consented to by C & R , without admitting or denying the alle- gations in the Complaint , the Court also ordered C & R to comply with its undertaking that it will ...
... tender offer provisions of the federal securities laws , which was consented to by C & R , without admitting or denying the alle- gations in the Complaint , the Court also ordered C & R to comply with its undertaking that it will ...
Side 215
... tender offer for the common stock of Atco Industries , Inc. ( " Atco " ) , the disclosures of FSC , Atco's majority shareholder complied with Section 13 ( e ) of the Exchange Act and Rules 13e - 3 thereunder . Simultaneously with the ...
... tender offer for the common stock of Atco Industries , Inc. ( " Atco " ) , the disclosures of FSC , Atco's majority shareholder complied with Section 13 ( e ) of the Exchange Act and Rules 13e - 3 thereunder . Simultaneously with the ...
Innhold
Responsibilities of Lawyers in Connection with | 21 |
Recent SEC Pronouncements Concerning a Broker | 33 |
Lauzon Inc Securities Exchange | 35 |
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Vanlige uttrykk og setninger
2d Cir accounts Act and Rule administrative proceedings admitting or denying agency amendment antifraud associated broker broker-dealer cert Chiarella Civil Action client collateral estoppel Commission's Complaint alleges common stock compliance conduct confidential consented Corp corporate counsel criminal defendants denying the allegations directors disclosure disgorgement District Court employees enforcement enjoining federal securities laws filed Final Judgment firm fraud grand jury inside information insider trading investigation investors issue issuer Judgments of Permanent lawyer liability litigation material non-public information ment Merrill Lynch misappropriation officers options Parklane Hosiery Parklane Hosiery Co party Permanent Injunction person plaintiff possession of material procedures profits provisions proxy purchase pursuant Rule 2(e Schedule 13D scienter SEC's Second Circuit Section 10(b Securities Act Securities Exchange Act shareholders shares statements supervision Supp supra note tender offer Tennenbaum thereunder tion tippee transactions Transfer Binder United States Attorney work-product doctrine