 No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail,...  Code of Federal Regulations: Containing a Codification of Documents of ... - Side 5251975Uten tilgangsbegrensning - Om denne boken
 | United States. Congress. Senate. Committee on Banking and Currency - 1932 - 576 sider
...is not participating in the management or direction of, any affiliate formed for the purpose of, or engaged in, the Issue, flotation, underwriting, public...through syndicate participation of stocks, bonds, debentures, notes, or other securities of any sort, and that during the period that the permit remains... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1935 - 1050 sider
...to read as follows : " SEC. 32. No officer, director, or employee of any corporation or unincorpoled association, no partner or employee of any partnership,...officer, director, or employee of any member bank except hi limited classes of cases in which the Federal Reserve Board may allow such service by general... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1935 - 368 sider
...January 1, 1936. section 32 of the Banking Act of 1933, as amended, is amended to read as follows : primarily engaged in the issue, flotation, underwriting,...officer, director, or employee of any member bank except in limited classes of cases* in which the Federal Reserve Board may allow such service by general... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1935 - 1048 sider
...corporation or unincorporated association, no partner or employee of any partnership, and no individual. 1 primarily engaged in the issue, flotation, underwriting,...bonds, or other similar securities, shall serve at the sanie time as an officer, director, or employee of any member bank except in limited classes of cases... | |
 | United States. Supreme Court - 1947 - 1006 sider
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1026 sider
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1000 sider
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | 1981 - 1486 sider
...sells variable annuities i (2) the board of directors of the urance company, of which the accuilation fund is a "separate account," but as to which the...(or mutual fund) is "primarily engaged in the issue * * * public sale, or distribution * * * of securities" since the issuance and sale of its stock is... | |
 | 1985 - 974 sider
...employee of a holding company proposed to be organizd by a member bank to own all the stock of such bank. (b) Section 32 provides in relevant part that: "No...director, or employee of any member bank • • *." (c) As the US Supreme Court observed in Board of Governors v. Agnew, 329 US 441 (1946). "Section 32 is... | |
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