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action activities additional amended antitrust appears application appropriate association authority believe bill brokers central market Chairman clear Commission commission rates Commission's competition concerning continue costs court customers dealer determine discount effect elimination Exchange Act execution existing fair filed finds firms fixed floor follows hearing important incentive industry institutional interest investors issue legislation limited listed matters membership NASDAQ national market system national securities necessary nonmember NYSE offered operation opportunity permit person Plan practices present problems procedures prohibition proposed protection public interest question quotations rates reason record regional registered regulation regulatory relating Report require respect responsibilities result rules Section Securities Exchange Securities Market self-regulatory organization Senator WILLIAMS shares specialist specific standards statement Subcommittee suggested tape third market tion trading transactions York Stock Exchange
Side 678 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Side 661 - Commission shall give interested persons an opportunity for the oral presentation of data, views, or arguments, in addition to an opportunity to make written submissions.
Side 679 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
Side 37 - The judgment and decree of the court shall be final, subject to review by the Supreme Court of the United States...
Side 678 - No objection to the order of the Commission shall be considered by the court unless such objection shall have been urged before the Commission or unless there were reasonable grounds for failure so to do.
Side 40 - Commission finds, by reason of the number of public investors, amount of trading interest in the securities, the nature and extent of the activities of the issuer, income or assets of the issuer, or otherwise, that such action is not inconsistent with the public interest or the protection of investors.
Side 176 - ... to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges, and, in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism of a free and open market...
Side 47 - Act, or of this title, or of any rule or regulation under any of such statutes ; or "(3) has willfully aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or of the Securities Exchange Act of 1934, or of title II of this Act, or of this title, or of any rule or regulation under any of such statutes.