 | United States. Congress. House. Appropriations - 1935 - 1456 sider
...Commission for experienced attorneys in the trial of such cases. The broad scope of authority granted to the Securities and Exchange Commission under the Securities Exchange Act of 1934, and the great variety of activities to be investigated and regulated by this Commission, will require... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 sider
...reorganization may be free of the desirable requirements for full and adequate disclosures. The power of the Securities and Exchange Commission under the Securities Exchange Act of 1934 over the solicitation of proxies, consents, and authorizations is applicable only to certain securities... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 sider
...reorganization may be free of the desirable requirements for full and adequate disclosures. The power of the Securities and Exchange Commission under the Securities Exchange Act of 1934 over the solicitation of proxies, consents, and authorizations is applicable only to certain securities... | |
 | United States. Congress. House. Committee on Appropriations - 1935 - 1276 sider
...Commission for experienced attorneys iri the trial of such cases. The broad scope of authority granted to the Securities and Exchange Commission under the Securities Exchange Act of 1934, and the great variety of activities to be investigated and regulated by this Commission, will require... | |
 | United States. Securities and Exchange Commission - 1955 - 144 sider
...Sterling 3-7600. ii PREFACE This compilation contains the General Rules and Regulations promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934> Except for the rules under the caption "Rules of General Application," each rule relates to a particular... | |
 | United States. Bureau of Foreign and Domestic Commerce - 1941 - 624 sider
...Department of Agriculture, Washington, DC OFFICIAL SUMMARY OF SECURITY TRANSACTIONS AND HOLDINGS REPORTED TO THE SECURITIES AND EXCHANGE COMMISSION UNDER THE SECURITIES EXCHANGE ACT OF 1934, THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 AND THE INVESTMENT COMPANY ACT OF 1940. Securities and... | |
 | United States. Congress. Senate. Committee on Finance - 1948 - 678 sider
...concerned, the gambler is now of little or no significance. The regulation of the national exchanges by the Securities and -Exchange Commission under the Securities Exchange Act of 1934 is broad and comprehensive and has been supplemented by policies taken by the New York Stock Exchange... | |
 | 1967 - 740 sider
...is required to make, keep current or preserve pursuant to any provision of any rule or regulation of the Securities and Exchange Commission under the Securities Exchange Act of 1934. This undertaking shall be suspended during any period when the undersigned is making, keeping current,... | |
 | 2002 - 1016 sider
...is required to make, keep current or preserve pursuant to any provision of any rule or regulation of the Securities and Exchange Commission under the Securities Exchange Act of 1934, This undertaking shall be suspended during any period when the undersigned is making, keeping current,... | |
 | United States. Congress. House. Committee on Merchant Marine and Fisheries - 1961 - 760 sider
...be complete. Copies of the Subsidy Agreement and of the above-mentioned closing agreement have been filed with the Securities and Exchange Commission under the Securities Exchange Act of 1934 ; File No. 1-3720) and are incorporated in this Circular by reference, as are the Merchant Marine Act... | |
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... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934... 
