COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HARLEY O. STAGGERS, West Virginia, Chairman SAMUEL N. FRIEDEL, Maryland HORACE R. KORNEGAY, North Carolina FRED B. ROONEY, Pennsylvania W. S. (BILL) STUCKEY, JR., Georgia WILLIAM L. SPRINGER, Illinois Cohen, Hon. Manuel F., Chairman, Securities and Exchange Com- 112 Derrickson, Lloyd J., general counsel and secretary, National Associa- tion of Securities Dealers, Inc. Ferguson, Robert D., representing the American Bankers Association_ Haire, John R., chairman, Board of Governors, Investment Company Herzel, Leo, special counsel, American Bankers Association_ 24 49 Wallace, John, chairman, Committee on Common Trust Funds, Pearce, Phil E., chairman, Board of Governors, National Association Ratzlaff, James W., assistant to the director, Investment Companies Department, National Association of Securities Dealers, Inc.. Sommers, Davidson, representing American Life Convention and Life Insurance Association of America___ Walbert, Richard B., president, National Association of Securities 45 American Bankers Association: Proposed amendments to H. R. 14742_ American Life Convention and Life Insurance Association of America: Independent Dealers Association, statement by Robert M. Roth, 167 Letter dated February 26, 1968, from Hon. Wright Patman, chairman, Committee on Banking and Currency- Letter dated March 14, 1968, from Grover W. Ensley, executive vice president, National Association of Mutual Savings Banks- Investment Bankers Association of America: Court opinion in the case Additional material supplied for the record by-Continued Investment Company Institute: Statement of Prof. Eugene V. Rostow, Yale University, on S. 2704, 89th Congress - Midwest Stock Exchange, statement of Michael E. Tobin, president. Amendments proposed for H. R. 14742 Bank collective investment funds, memorandum with recom- Letter dated March 25, 1968, replying to questions submitted Page 95 166 119 114 122 161 145 |