E.F. Hutton Mail and Wire Fraud: Report of the Subcommittee on Crime of the Committee on the Judiciary, House of Representatives, Ninety-ninth Congress, Second Session, Together with Separate, Additional, and Dissenting ViewsU.S. Government Printing Office, 1987 - 1433 sider |
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Side 34
... balance sheet . At a February 27 , 1980 meet- ing with Mr. Lynch , the auditors urged him to obtain legal advice " as to the compliance of the Company's cash management proce dures with SEC and N.Y.S.E. rules and regulations . " This ...
... balance sheet . At a February 27 , 1980 meet- ing with Mr. Lynch , the auditors urged him to obtain legal advice " as to the compliance of the Company's cash management proce dures with SEC and N.Y.S.E. rules and regulations . " This ...
Side 48
... balance accounts . In all , 13 banks were subpoe- naed , and produced their records of Hutton's accounts and commu- nications with and about Hutton . Many of these banks also volun- tarily assented to be interviewed about their banking ...
... balance accounts . In all , 13 banks were subpoe- naed , and produced their records of Hutton's accounts and commu- nications with and about Hutton . Many of these banks also volun- tarily assented to be interviewed about their banking ...
Side 50
... balance problem of May , we appear to have a more serious problem in June . " He indi- cated that the bank's collected balances after services were a nega- tive $ 9,823,020.00.7 Betty Smith , the Central Region cashier , wrote to Mr ...
... balance problem of May , we appear to have a more serious problem in June . " He indi- cated that the bank's collected balances after services were a nega- tive $ 9,823,020.00.7 Betty Smith , the Central Region cashier , wrote to Mr ...
Side 52
... balance requirement basis , you would be required to maintain an approximate aver- age daily investable balance of $ 10,500,000 for a month . 22 17 Interoffice Memorandum from Paul Denny , National Savings & Trust Co. , Washington ...
... balance requirement basis , you would be required to maintain an approximate aver- age daily investable balance of $ 10,500,000 for a month . 22 17 Interoffice Memorandum from Paul Denny , National Savings & Trust Co. , Washington ...
Side 53
... balance deficiency fees . . . Tom said that he would contact [ local Hutton officials ] to insure that only collected funds are wired or debited through the ACH for the com- pany's account with us . Hopefully , this will prevent col ...
... balance deficiency fees . . . Tom said that he would contact [ local Hutton officials ] to insure that only collected funds are wired or debited through the ACH for the com- pany's account with us . Hopefully , this will prevent col ...
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activities Albert Murray amount Arthur Andersen auditors Ball bank accounts Branch Managers branch office cash management Castellano Chairman Hughes charge check kiting collected balance Committee Company Inc Company's corporate counsel court criminal Curnin customers December defendant Hutton Department of Justice Department's deposit depository bank disclosure District of Pennsylvania documents draft drawdown system E.F. Hutton Group employees Federal Reserve FEDWIRE filed Fomon fraud statute grand jury grand jury matters Hutton & Company Hutton Group Inc Hutton Report illegal indictment individuals injunction investigation letter Lynch mail and wire March memorandum ment Middle District money management Morley Murray Ogren overdrafting payment plea agreement plea bargain practices procedures prosecution prosecutors regional request responsibility restitution Rule 6(e securities statement Subcommittee Hearings Subcommittee on Crime subpoena Sullivan testimony tion Tom Morley uncollected funds United Penn Bank United States Attorney Vice President Washington white collar crime wire fraud York
Populære avsnitt
Side 503 - The controversy must be definite and concrete, touching the legal relations of parties having adverse legal interests. It must be a real and substantial controversy admitting of specific relief through a decree of a conclusive character as distinguished from an opinion advising what the law would be upon a hypothetical state of facts.
Side 216 - PENALTIES. Whoever makes a false statement of a material fact knowing it to be false, or knowingly fails to disclose a material fact, or whoever willfully overvalues any security, for the purpose of influencing in any way the action...
Side 463 - ... shall not disclose matters occurring before the grand jury, except as otherwise provided for in these rules. No obligation of secrecy may be imposed on any person except in accordance with this rule.
Side 471 - Otherwise a juror, attorney, interpreter or stenographer may disclose matters occurring before the grand jury only when so directed by the court preliminarily to or in connection with a judicial proceeding or when permitted by the court at the request of the defendant upon a showing that grounds may exist for a motion to dismiss the indictment because of matters occurring before the grand jury.
Side 1295 - ... settled for the item without reserving a right to revoke the settlement and without having such right under statute, clearing house rule or agreement...
Side 118 - Whoever, having devised or intending to devise any scheme or artifice to defraud, or for obtaining money or property by means of false or fraudulent pretenses, representations, or promises...
Side 470 - (B) Any person to whom matters are disclosed under subparagraph (A)(ii) of this paragraph shall not utilize that grand jury material for any purpose other than assisting the attorney for the government in the performance of such attorney's duty to enforce Federal criminal law.
Side 346 - ... or at the place at which it is directed to be delivered by the person to whom it is addressed, any such matter or thing, shall be fined not more than $1,000 or imprisoned not more than five years, or both.
Side 125 - Any person injured in his business or property by reason of a violation of section 1962 of this chapter may sue therefor in any appropriate United States district court and shall recover threefold the damages he sustains and the cost of the suit, including a reasonable attorney's fee.
Side 464 - Exceptions. (A) Disclosure otherwise prohibited by this rule of matters occurring before the grand jury...