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... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,...

Code of Federal Regulations: Containing a Codification of Documents of ... - Side 99
1980
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The Code of Federal Regulations of the United States of America

1994 - 690 sider

...trustee or in a similar capacity, and (3) any relative or spouse of such person, or any relative of sucb spouse, who has the same home as such person or who is a director or officer oí the registrant or any of its parents or subsidiaries. Business development company. The term business...

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